News & Events

Guest Post: SEC Enforcement Data: Midyear Review

May 24, 2017
Ted Carleton and Tammy Yuen published their guest post on The D&O Diary. The article reviews and analyzes the May 9, 2017 Cornerstone Research report entitled “SEC Enforcement Activity: Public Companies and Subsidiaries, Midyear FY 2017 Update”, which details the SEC’s enforcement activity during the first half of the current fiscal year. Click here to read the article.